Secretarial & Legal Compliance
Secretarial & Legal Compliance
ROC & Corporate Compliances
- End-to-end ROC annual filings (AOC-4 / AOC-4 XBRL, MGT-7 / MGT-7A, DIR-3 KYC)
- Event-based ROC filings for directors, share capital, charges, registered office, and corporate actions
- Maintenance of statutory registers, minutes, and corporate records
- Drafting and filing of resolutions, returns, and statutory e-forms
Board & Shareholder Governance
- Secretarial support for Board, Committee, and General Meetings
- Drafting of notices, agendas, minutes, and post-meeting compliances
- Advisory on Board structure, committees, and governance best practices
SEBI & Listed Entity Compliances
- Ongoing compliance with Securities and Exchange Board of India (SEBI) regulations
- Compliance under SEBI (LODR) Regulations, 2015
- Preparation and filing of corporate governance reports and shareholding patterns
- Insider trading compliance support, codes of conduct, and disclosures
- Coordination with stock exchanges for timely statutory filings
Secretarial Audit & Certifications
- Conduct of Secretarial Audits
- Annual Secretarial Compliance Reports for listed entities
- Issue of compliance certificates, reports, and legal opinions
Legal & Regulatory Advisory
- Advisory on corporate, securities, and allied laws
- Support in corporate actions, restructuring, and regulatory approvals
- Assistance in regulatory inspections, notices, and compliance reviews
Value We Deliver
- Statutory assurance with timely and accurate compliance
- Reduced regulatory risk and enhanced governance standards
- Practical, proactive, and business-aligned compliance solutions