PR BAGADIA & ASSOCIATES

SEBI & Listed Entity Compliances

SEBI & Listed Entity Compliances

M/s PR Bagadia & Associates provides comprehensive advisory and compliance services to listed entities, ensuring strict adherence to securities laws, SEBI regulations, and stock exchange requirements. With deep domain expertise and hands-on regulatory experience, the firm supports listed companies in meeting their ongoing disclosure, governance, and compliance obligations with accuracy and timeliness.

Our SEBI & Listed Entity Compliance Services Include:

  • SEBI LODR Compliance
  • Advisory and compliance support under the SEBI (Listing Obligations and Disclosure Requirements) Regulations
  • Preparation, review, and filing of quarterly, half-yearly, and annual disclosures
  • Assistance with corporate governance reports, shareholding patterns, and financial result disclosures
  • Stock Exchange Filings & Disclosures
  • Timely filing and dissemination of disclosures with Stock Exchanges
  • Advisory on price-sensitive information, events, and material disclosures
  • Coordination with stock exchanges to ensure regulatory clarity and compliance
  • Board, Committee & Shareholder Matters
  • Advisory on composition, functioning, and compliance of the Board and statutory committees
  • Assistance in convening and documenting Board Meetings, Committee Meetings, and General Meetings
  • Drafting of notices, agendas, minutes, and resolutions in compliance with SEBI and corporate law requirements
  • Insider Trading & Code of Conduct
  • Drafting, implementation, and monitoring of Codes under the SEBI (Prohibition of Insider Trading) Regulations
  • Advisory on disclosures by promoters, directors, and designated persons
  • Compliance audits and ongoing advisory support
  • Corporate Actions & Strategic Transactions
  • Compliance advisory for rights issues, preferential allotments, bonus issues, mergers, acquisitions, and delistings
  • Due diligence and regulatory filings for SEBI-related corporate actions
  • Regulatory Interface & Representation
  • Liaison and representation before the Securities and Exchange Board of India
  • Advisory and coordination with Stock Exchanges and other regulatory authorities
  • Assistance in responding to SEBI observations, notices, and regulatory queries

With a strong emphasis on governance excellence, regulatory discipline, and risk mitigation, M/s PR Bagadia & Associates enables listed entities to operate with confidence, transparency, and sustained compliance in a dynamic regulatory environment.